Form: 3/A

Initial statement of beneficial ownership of securities

June 15, 2023

Documents

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hicke Ryan
(Last) (First) (Middle)
1 FREEDOM VALLEY DRIVE
(Street)
OAKS PA 19456
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/11/2023 		3. Issuer Name and Ticker or Trading Symbol
SEI INVESTMENTS CO [ SEIC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks*
 5. If Amendment, Date of Original Filed (Month/Day/Year)
03/11/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 6,812 I By 401(k) Plan
Common Stock 1,171 I By Employee Stock Purchase Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock 02/28/2014 12/14/2020 Common Stock 15,000 23.86 D
Option to Purchase Common Stock 12/13/2015 12/13/2021 Common Stock 25,000 15.77 D
Option to Purchase Common Stock 12/13/2016 12/11/2022 Common Stock 7,500 22.45 D
Option to Purchase Common Stock 12/31/2013 04/16/2023 Common Stock 12,500 28.28 D
Option to Purchase Common Stock 12/31/2017 04/16/2023 Common Stock 12,500 28.28 D
Option to Purchase Common Stock 12/31/2015 12/10/2023 Common Stock 12,500 33.76 D
Option to Purchase Common Stock 12/31/2018 12/10/2023 Common Stock 12,500 33.76 D
Option to Purchase Common Stock 12/31/2017 12/09/2024 Common Stock 10,000 40.64 D
Option to Purchase Common Stock 02/23/2022 12/09/2024 Common Stock 10,000 40.64 D
Option to Purchase Common Stock 12/31/2017 12/08/2025 Common Stock 12,000 53.34 D
Option to Purchase Common Stock 12/31/2018 12/08/2025 Common Stock 12,000 53.34 D
Option to Purchase Common Stock 12/31/2017 12/13/2026 Common Stock 17,500 49.63 D
Option to Purchase Common Stock 12/31/2019 12/13/2026 Common Stock 17,500 49.63 D
Option to Purchase Common Stock 02/23/2022 12/12/2027 Common Stock 12,500 71.12 D
Option to Purchase Common Stock 12/31/2021 12/12/2027 Common Stock 12,500 71.12 D
Option to Purchase Common Stock 02/23/2022 12/11/2028 Common Stock 17,500 48.47 D
Option to Purchase Common Stock 12/31/2021 12/11/2028 Common Stock 17,500 48.47 D
Option to Purchase Common Stock 02/22/2022 12/09/2029 Common Stock 20,000 64.43 D
Option to Purchase Common Stock 12/31/2021 12/09/2029 Common Stock 20,000 64.43 D
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney *Note: At the time the reporting person filed the Form 3 being amended by this Amendment No. 2, he was Executive Vice President of the Issuer. The reporting person became Chief Executive Officer of the Issuer, and a member of the Board of Directors, on June 1, 2022. This Amendment No. 2 to Form 3 is being filed to report that on the date the original Form 3 was filed, the reporting person owned the options with expiration dates of April 16, 2023 and later, which were not previously reported. All other information included herein is as of March 11, 2020 and was previously reported on the original Form 3 or Amendment No. 1 thereto.
/s/ Ryan Hicke by Michael N. Peterson, attorney in fact 06/15/2023
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.